Lead mutual fund supervision for Quadrus in Montreal, applying regulatory expertise and French-English fluency within a hybrid work model.
As Corporate Branch Manager, you will supervise trading activities for investment representatives, administrative staff, and others associated with the branch. Your work supports compliance with securities regulations, CIRO rules and By-Laws, and Quadrus policies. The position emphasizes account review, suitability, trade approval, training, and office supervision.
Key Responsibilities:
- Review and approve accounts, KYC updates, and trading activities
- Follow up on and address suitability issues
- Pre-approve trades for new and closely supervised advisors
- Review and pre-approve leveraged investment strategies
- Support compliance education and maintain training evidence
Requirements:
- Fluent French and English bilingualism required
- Deep compliance and regulatory subject matter expertise
- Branch Manager qualification with Canadian Securities Institute
- Over two years registered selling mutual funds
- Analytical, prioritization, interpretation, and problem-solving skills
Apply your branch supervision, regulatory interpretation, and communication skills to support compliant mutual fund activity at Quadrus.
Corporate Branch Compliance Manager in Montréal employer: Canada Life Group
Great-West Lifeco is an exceptional employer that prioritizes employee growth and well-being, offering extensive career development opportunities and access to industry-leading learning programs. Located in Toronto, the company fosters a supportive work culture with flexible health benefits, community involvement initiatives, and a strong emphasis on employee recognition, making it an ideal place for professionals seeking meaningful and rewarding careers in the financial services sector.
