At a Glance
- Tasks: Lead compliance oversight and ensure adherence to regulations in Wealth Management.
- Company: Canaccord Genuity Corp., a leading financial services firm in Toronto.
- Benefits: Competitive salary, comprehensive benefits, and opportunities for professional growth.
- Other info: Join a collaborative team focused on excellence and innovation in financial services.
- Why this job: Make a significant impact on compliance and regulatory programs in a dynamic environment.
- Qualifications: Strong background in compliance, regulatory knowledge, and leadership experience.
The predicted salary is between 135000 - 165000 $ per year.
Canaccord Genuity Corp. in Toronto seeks a Vice President to lead the Wealth Management Compliance Business Oversight and Advisory team, reporting to the Chief Compliance Officer. This role will drive the regulatory program for Wealth Management, ensuring adherence to securities regulations, CIRO rules, AML, and privacy, while advising on products, client solutions, and marketing initiatives.
The successful candidate will supervise the oversight framework for branch reviews.
VP, Wealth Management Compliance & Oversight in Toronto employer: Canaccord Genuity Corp.
Canaccord Genuity is an exceptional employer that fosters a collaborative and innovative work culture in the heart of Vancouver. With a strong focus on employee growth, we offer comprehensive training and development opportunities, ensuring our team members thrive in their careers while contributing to sustainable wealth management solutions. Join us to be part of a dynamic team that values client relationships and empowers you to make a meaningful impact.
