Wealth Branch Compliance & Supervision Lead in Toronto

Wealth Branch Compliance & Supervision Lead in Toronto

Toronto Full-Time 69750 - 85250 $ / year (est.) On-site
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At a Glance

  • Tasks: Ensure compliance and provide guidance to branch staff in private wealth management.
  • Company: Join BMO Private Wealth, a leader in financial services.
  • Benefits: Competitive salary, health benefits, and opportunities for professional growth.
  • Other info: Collaborative environment with a focus on strategic initiatives and risk management.
  • Why this job: Make a difference by safeguarding client interests and ensuring regulatory compliance.
  • Qualifications: Experience in compliance and strong analytical skills required.

The predicted salary is between 69750 - 85250 $ per year.

BMO Private Wealth is seeking a Branch Supervision Specialist to support regulatory oversight across designated private wealth branches. You will evaluate supervision effectiveness, provide guidance to branch staff, and approve account actions to ensure compliance with rules and policy frameworks.

In this role you will help implement strategic initiatives, analyze data for insights, and collaborate with internal and external stakeholders while maintaining risk controls and safeguarding client.

Wealth Branch Compliance & Supervision Lead in Toronto employer: BMO

BMO Financial Group is an exceptional employer, offering a dynamic work environment in the heart of Toronto where legal professionals can thrive. With a strong commitment to employee growth, BMO provides extensive training, mentorship, and opportunities for career advancement, all while fostering a culture of diversity and inclusion. Employees enjoy a comprehensive benefits package, including health insurance, tuition reimbursement, and retirement savings plans, making it a rewarding place to build a meaningful career.

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Contact Details:

BMO Recruitment Team

We think you need these skills to ace Wealth Branch Compliance & Supervision Lead in Toronto

Regulatory Oversight
Compliance Knowledge
Data Analysis
Stakeholder Collaboration
Risk Management
Strategic Initiative Implementation
Supervision Effectiveness Evaluation