Lead regulatory compliance oversight at BMO, applying consumer protection expertise and critical thinking within Canadian Personal & Business Banking. Support business partners independently.
As a Senior Compliance Officer, you will support the Complaints, Channels & Sales Practices team. The role covers second-line advisory support, risk assessments, monitoring, testing, regulatory change management, and strategic initiatives. You will help address Bank Act obligations, consumer protection requirements, and regulatory developments affecting products, channels, sales practices, and customer complaint processes.
Key Responsibilities:
- Provide second-line compliance advice to assigned business groups
- Conduct and challenge risk assessments, monitoring, and testing
- Advise on products, services, systems, and regulatory developments
- Analyze compliance data and report regulatory risk insights
- Oversee issue resolution, remediation plans, and validation
Requirements:
- Minimum six years of relevant experience
- Post-secondary degree or equivalent education and experience
- Detailed consumer protection and marketing guideline knowledge
- In-depth communication, analytical, influence, and collaboration skills
- Recognized compliance certificate preferred
Apply regulatory expertise, risk assessment, and effective challenge to strengthen compliance controls and support BMO business groups.
Senior Regulatory Compliance Officer in Toronto employer: BMO
BMO Financial Group is an exceptional employer, offering a dynamic work environment in the heart of Toronto where legal professionals can thrive. With a strong commitment to employee growth, BMO provides extensive training, mentorship, and opportunities for career advancement, all while fostering a culture of diversity and inclusion. Employees enjoy a comprehensive benefits package, including health insurance, tuition reimbursement, and retirement savings plans, making it a rewarding place to build a meaningful career.
