Registration Compliance Manager β€” Hybrid (Wealth Management) in Toronto

Registration Compliance Manager β€” Hybrid (Wealth Management) in Toronto

Toronto Full-Time On-site
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Bank N.A. in Toronto is seeking a Manager - Registrations to lead a team responsible for firm and individual registration activities, regulatory filings, suitability reviews, and regulatory reporting across CIRO rules and provincial securities requirements. Reporting to the Senior Manager, Registrations and Continuing Education, you will provide expert guidance, develop policies, and advise on registration structures and developments while ensuring timely, accurate compliance.

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Contact Details:

Bank N.A. Recruitment Team